Site Meter
PHASE III – DOCUMENT “RISK-SPECIFIC” CONTROLS MATRICES
Phase III documents the design of "risk-specific" controls matrices. These matrices
are used to track each key control through the testing and remediation process.

Each key control that is identified in the policies and procedures documents is
tracked and documented in the respective control matrix.


- Cash Management and Treasury (CMT) control matrix Excel document
- Accounts Receivable and Revenue Recognition (RevRec) control matrix Excel
- Accounts Payable and Cash Disbursements (AP) control matrix Excel document
- Debt and Related Financing Components (Debt) control matrix Excel document
- Equity, Options and Warrants (Equity) control matrix Excel document
- Financial Statement Close and External Reporting and Disclosure (FCR) control
matrix Excel document
- Accounting IT (AcctgIT) control matrix Excel document

Phase III Deliverables:
- All Control and Testing Matrices
Contact Us
(702) 528-1984
Click on a link below to
learn more about our
products:
>>Order SOX404Lite Basic Suite<<
>>Order SOX404Lite Premium Suite<<